CFR 17 PART 240-END:2019

240 240.0-1 to 240.36a1-2 GENERAL RULES AND REGULATIONS, SECURITIES EXCHANGE ACT OF 1934 241 INTERPRETATIVE RELEASES RELATING TO THE SECURITIES EXCHANGE ACT OF 1934 AND GENERAL RULES AND REGULATIONS THEREUNDER 242 242.100 to 242.1007 REGULATIONS M, SHO, ATS, AC, NMS, AND SBSR AND CUSTOMER MARGIN REQUIREMENTS FOR SECURITY FUTURES 243 243.100 to 243.103 REGULATION FD 244 244.100 to 244.102 REGULATION G 245 245.100 to 245.104 REGULATION BLACKOUT TRADING RESTRICTION 246 246.1 to 246.22 CREDIT RISK RETENTION 247 247.100 to 247.781 REGULATION R—EXEMPTIONS AND DEFINITIONS RELATED TO THE EXCEPTIONS FOR BANKS FROM THE DEFINITION OF BROKER 248 248.1 to 248.202 REGULATIONS S-P, S-AM, AND S-ID 249 249.0-1 to 249.2000 FORMS, SECURITIES EXCHANGE ACT OF 1934 249a [RESERVED] 249b 249b.1-249b.99 to 249b.400 FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934 250 250.1 CROSS-BORDER ANTIFRAUD LAW-ENFORCEMENT AUTHORITY 251-254 [RESERVED] 255 255.1 to 255.21 PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS 256-259 [RESERVED] 260 260.0-1 to 260.19a-1 GENERAL RULES AND REGULATIONS, TRUST INDENTURE ACT OF 1939 261 INTERPRETATIVE RELEASES RELATING TO THE TRUST INDENTURE ACT OF 1939 AND GENERAL RULES AND REGULATIONS THEREUNDER 269 269.0-1 to 269.10 FORMS PRESCRIBED UNDER THE TRUST INDENTURE ACT OF 1939 270 270.0-1 to 270.60a-1 RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 271 INTERPRETATIVE RELEASES RELATING TO THE INVESTMENT COMPANY ACT OF 1940 AND GENERAL RULES AND REGULATIONS THEREUNDER 274 274.0-1 to 274.404 FORMS PRESCRIBED UNDER THE INVESTMENT COMPANY ACT OF 1940 275 275.0-2 to 275.222-2 RULES AND REGULATIONS, INVESTMENT ADVISERS ACT OF 1940 276 INTERPRETATIVE RELEASES RELATING TO THE INVESTMENT ADVISERS ACT OF 1940 AND GENERAL RULES AND REGULATIONS THEREUNDER 279 279.0-1 to 279.9 FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940 281 INTERPRETATIVE RELEASES RELATING TO CORPORATE REORGANIZATIONS UNDER CHAPTER X OF THE BANKRUPTCY ACT 285 285.1 to 285.4 RULES AND REGULATIONS PURSUANT TO SECTION 15(a) OF THE BRETTON WOODS AGREEMENTS ACT 286 286.1 to 286.4 GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 11(a) OF THE INTER-AMERICAN DEVELOPMENT BANK ACT 287 287.1 to 287.101 GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 11(a) OF THE ASIAN DEVELOPMENT BANK ACT 288 288.1 to 288.101 GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 9(a) OF THE AFRICAN DEVELOPMENT BANK ACT 289 289.1 to 289.101 GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 13(a) OF THE INTERNATIONAL FINANCE CORPORATION ACT 290 290.1 to 290.101 GENERAL RULES AND REGULATIONS PURSUANT TO SECTION 9(a) OF THE EUROPEAN BANK FOR RECONSTRUCTION AND DEVELOPMENT ACT 300 300.100 to 300.600 RULES OF THE SECURITIES INVESTOR PROTECTION CORPORATION 301 301.0-1 to 301.300c FORMS, SECURITIES INVESTOR PROTECTION CORPORATION 302-399 [RESERVED] CHAPTER IV—DEPARTMENT OF THE TREASURY SUBCHAPTER A—REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934 400 400.1 to 400.6 RULES OF GENERAL APPLICATION 401 401.1 to 401.7 EXEMPTIONS 402 402.1 to 402.2d FINANCIAL RESPONSIBILITY 403 403.1 to 403.7 PROTECTION OF CUSTOMER SECURITIES AND BALANCES 404 404.1 to 404.5 RECORDKEEPING AND PRESERVATION OF RECORDS 405 405.1 to 405.5 REPORTS AND AUDIT 420 420.1 to 420.5 LARGE POSITION REPORTING 449 449.1 to 449.5 FORMS, SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934 SUBCHAPTER B—REGULATIONS UNDER TITLE II OF THE GOVERNMENT SECURITIES ACT OF 1986 450 450.1 to 450.5 CUSTODIAL HOLDINGS OF GOVERNMENT SECURITIES BY DEPOSITORY INSTITUTIONS 451-499 [RESERVED]