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    AS 3806-2006

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    Compliance programs

    Available format(s):  Hardcopy, PDF 1 User, PDF 3 Users, PDF 5 Users, PDF 9 Users

    Superseded date:  26-10-2017

    Language(s):  English

    Published date:  08-03-2006

    Publisher:  Standards Australia

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    Abstract - (Show below) - (Hide below)

    Provides guidance on the principles of effective management of an organization's compliance with its legal obligations, as well as any other relevant obligations such as industry and organizational standards, principles of good governance and accepted community and ethical norms. The principles cover commitment to achieving compliance, implementation of a compliance program, monitoring and measuring of compliance, as well as continual improvement.

    Scope - (Show below) - (Hide below)

    This Standard provides principles and guidance for designing, developing, implementing, maintaining and improving a flexible, responsive, effective and measurable compliance program within an organization.Section 2 sets out the essential principles which will be common to all effective compliance programs. Sections 3 to 6 contain guidance regarding those principles, recognizing that the implementation and management of an effective compliance program which complies with those principles will differ for each organization depending on the size, nature and complexity of its operations and its specific circumstances.This Standard is designed to complement the documents listed in the Bibliography at AppendixA.

    General Product Information - (Show below) - (Hide below)

    Committee QR-014
    Document Type Standard
    Publisher Standards Australia
    Status Superseded
    Superseded By
    Supersedes
    Under Revision

    History - (Show below) - (Hide below)

    First published as AS 3806-1998.Second edition 2006. Originated as AS 3806-1998. Second edition 2006.

    Standards Referenced By This Book - (Show below) - (Hide below)

    HB 436:2004 Risk Management Guidelines Companion to AS/NZS 4360:2004
    AS 8002-2003 Corporate governance - Organizational codes of conduct
    07/30162048 DC : 0 BS ISO/IEC 29382 - CORPORATE GOVERNANCE OF INFORMATION AND COMMUNICATION TECHNOLOGY
    AS 8003-2003 Corporate governance - Corporate social responsibility
    AS 8004-2003 Corporate governance - Whistleblower protection programs for entities
    AS 8001-2003 Corporate governance - Fraud and corruption control
    AS/NZS ISO 9001:2000 Quality management systems - Requirements
    AS/NZS ISO 14001:2004 Environmental management systems - Requirements with guidance for use
    AS 4269-1995 Complaints handling
    AS/NZS 4360:2004 Risk management
    AS 8000-2003 Corporate governance - Good governance principles
    AS/NZS 4801:2001 Occupational health and safety management systems - Specification with guidance for use
    AS/NZS ISO 19011:2003 Guidelines for quality and/or environmental management systems auditing

    Standards Referencing This Book - (Show below) - (Hide below)

    AS 4083-2010 Planning for emergencies - Health care facilities
    AS/NZS 4421:2011 Guard and patrol security services
    HB 393-2011 Bunk beds for the short-term rental accommodation industry
    SA HB 137-2013 E-health Interoperability Framework
    HB 229-2006 The why and how of complaints handling
    SA HB 295.1:2016 Product Safety Framework Hazard Assessment for Product Safety
    HB 408-2006 Corporate governance culture
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