Personal financial planning. Guidance on the application of BS ISO 22222 and assessment of compliance

Available format(s)

Hardcopy , PDF

Language(s)

English

Published date

11-30-2007

Publisher

British Standards Institution

Foreword
Introduction
1 Scope
2 Normative references
3 Terms and definitions
4 Assessment process
5 Ethics
6 Competence
7 Experience
8 Claiming conformity
Annexes
Annex A (normative) - Specific requirements for
                      competence of a personal
                      financial planner with assessment
                      and qualification notes
Annex B (informative) - Example of a code of ethics
                        appropriate to a personal
                        financial planner
Annex C (informative) - Example of a staged personal
                        financial planning process

Gives guidance on the application of BS ISO 22222 to the provision of a personal financial planning service with particular relevance during preparation for independent third-party assessment.

This British Standard provides guidance on the application of BSISO22222 to the provision of a personal financial planning service with particular relevance during preparation for independent third-party assessment. This standard also makes recommendation as to the most appropriate methods of assessment of the procedures, ethical behaviour, competences and experience of individual financial planners including the extent to which academic or vocational qualification should be taken into account.

Attention is drawn to the fact that BSISO22222 is applicable to all personal financial planners regardless of their employment status and that this British Standard therefore has the same breadth of application.

Because BS9222 has been drafted for use in parallel with BSISO22222, this standard contains only summary of the requirements of BSISO22222 for the purpose of establishing unambiguous relationship between the requirements and related application/assessment guidance.

Committee	SVS/6
DevelopmentNote	Supersedes 06/30143813 DC. (11/2007) Reviewed and confirmed by BSI, October 2012. (09/2012)
DocumentType	Standard
Pages	32
PublisherName	British Standards Institution
Status	Current
Supersedes	06/30143813 DC : DRAFT MAY 2006

BS EN ISO/IEC 17024:2012	Conformity assessment. General requirements for bodies operating certification of persons
BS EN ISO/IEC 17050-2:2004	Conformity assessment. Supplier\'s declaration of conformity Supporting documentation
BS EN ISO/IEC 17000:2004	Conformity assessment. Vocabulary and general principles
BS ISO 22222:2005	Personal financial planning. Requirements for personal financial planners
BS EN ISO/IEC 17050-1:2010	Conformity assessment. Suppliers declaration of conformity General requirements

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BS 9222:2007

Current

Table of Contents

Abstract

Scope

General Product Information

Standards Referencing This Book

Category

Subcategory

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